Chief Compliance Officer Job at Capitol Bank, Madison, WI

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  • Capitol Bank
  • Madison, WI

Job Description

Job Description

Job Description

As the Bank's Chief Compliance Officer, you are responsible for the Bank's adherence to all

regulatory, legal, and internal policies. You develop and implement compliance programs,

conduct audits, and monitor legal compliance. Your duties include providing staff training,

investigating breaches, and reporting to the Board. Working with senior executives, you

integrate compliance into strategic planning and foster a culture of integrity. Additionally, you

maintain relationships with regulatory bodies and stay updated on regulatory changes to keep

the Bank compliant. As the Bank's Risk Officer, you oversee and manage the risk

management framework, ensuring all potential risks are identified, assessed, and mitigated.

You develop and implement risk policies, conduct regular assessments, and ensure regulatory

compliance. Your duties include monitoring risk exposure, reporting to the Board, and

providing strategic risk guidance. Collaborating with senior executives, you integrate risk

management into strategic planning and foster a risk-aware culture. You also maintain

relationships with regulators and stakeholders for transparency and trust.

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